Excel in compliance leadership as the Associate Vice-President at Wellington-Altus Financial in Toronto. You'll focus on compliance oversight, regulatory interaction, and cross-functional leadership to enhance firm-wide compliance.
This pivotal role reports directly to the Vice-President and Chief Compliance Officer, providing senior leadership in the firm’s comprehensive compliance program. With over 10 years in financial services, you'll oversee compliance processes, conduct trend analysis, and lead initiatives to adapt to evolving regulatory environments. Your expertise will guide internal teams and strengthen relationships with regulatory bodies.
Key Responsibilities:
• Supervise compliance activities and manage review frameworks
• Develop and maintain managed account supervision programs
• Actively recommend improvements to compliance frameworks
• Collaborate with various business units for compliance solutions
• Mentor teams on best practices in compliance