VP-SA, Unit Legal & Compliance Representative, Cards and Unsecured Loans-(WD82336)

CUL ULCR (Unit Legal & Compliance Representative) / Credit Card & Unsecured Lending

External Regulatory & Compliance (FSC/Bank Bureau /Bank Association….) official letter contact window

Regulator Official letter / Survey follow-up

Regular Official letter Survey collect and reply (monthly/quarterly)

New / Update Regulation delivery and follow-up monitoring

Monthly Legal/Regulatory Report reporting

Internal Policy follow up

Internal policy survey collecting and reply. (IPT、G&E…) To ensure department has complied with.

SOPs review and control

Fair dealing of customers principal assessment.

Regulatory Required License & Training (RRLT) Annual Review

DOA Annual Review for TW CBG Delegation of Authority (DOA) Delegation of Authority detail table

Monthly case sharing within department for Internal Policy、Regulator P...