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Job Description
About the Role
The Trade Surveillance Analyst is responsible for supporting the firm’s global Trade and eComm Surveillance Program by identifying, assessing, and escalating potential violations of firm policies and applicable regulations through the review of trading activity and related conduct.
The role requires strong professional judgment, analytical rigor, and the ability to evaluate trading behavior in context. The Analyst partners closely with Compliance, Legal, Technology, and investment stakeholders to help safeguard the integrity of the firm’s investment process.
Key Responsibilities
Analyze surveillance alerts and reports, conducting investigations as necessary and documenting findings.
Identify patterns that may indicate insider trading, market manipulation, or misuse of material non‑public information
Apply quantitative and qualitative judgment to assess risk and prioritize reviews
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