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Senior Consultant (SEC/FINRA Compliance)

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NextReg
πŸ“ miami, United-States
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Location miami
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Posted June 09, 2026
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Commute Local Area
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Job Description

About the Job

NextReg is seeking a proactive, tech-savvy Senior Consultant to join our dynamic team. In this role, you will act as a trusted regulatory partner to our diverse portfolio of clients, ranging from high-growth fintech startups to established multi-billion AUM registered investment advisors (RIA's) and broker-dealers (BD's). You will be instrumental in designing, managing, and modernizing compliance programs, preparing firms for SEC exams, and integrating AI-enhanced compliance tools. If you are passionate about transforming compliance from a traditional cost center into a strategic advantage and thrive in a role where you are empowered to own relationships, this role is for you.


Location

This role is in the office in Miami, FL. (Brickell).


About NextReg

NextReg is a forward-thinking, tech-driven regulatory partner serving the next generation of investment advis...

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πŸ“ Location Details

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City
miami
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Country
United-States
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Commute
Local Area

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