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Senior Compliance Officer, Trade Surveillance (OTC) - 12 Month Contract

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Scotiabank
πŸ“ Toronto, Canada
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Location Toronto
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Posted June 24, 2026
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Commute Local Area
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Job Description

Requisition ID: 263907Β 

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Purpose


The objective of the Senior Compliance Officer (SCO) is to directly conduct capital markets trading related surveillance, monitoring and support for the Global Banking and Markets & Treasury (β€œGBM&T”) business division of Scotiabank. The SCO is responsible for carrying out Tier 2 compliance activities for assigned internal business groups in accordance with regulatory requirements, in particular those established by securities regulations and Self Regulatory Organizations as well as internal policies and procedures.

AccountabilitiesΒ 

  • Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.

  • Conduct reviews of alerts (not same day) generated by automated surveillance systems, focused upon OTC product trading by tr...
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    πŸ“ Location Details

    πŸŒ†
    City
    Toronto
    πŸ—ΊοΈ
    Country
    Canada
    πŸš—
    Commute
    Local Area

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