Step into a pivotal role at Haywood Securities Inc. as a Senior Registration Officer in Vancouver or Toronto. You will manage both Canadian and US regulatory compliance and registration processes efficiently.
As a part of the Compliance team, you will oversee Firm and Staff registration requirements while ensuring quality control in registrations. By collaborating closely with various stakeholders, you’ll address concerns and streamline workflows, navigating complex regulatory landscapes effectively. This senior role requires a proactive attitude and strong problem-solving abilities.
Key Responsibilities:
• Facilitate all registration filings for compliance
• Escalate registration issues to senior management
• Support innovative registration workflow designs
• Directly manage staff registration inquiries
• Maintain communication with regulatory agencies
Requirements:
• 5-6 years in finance, with registration experience important
• Strong problem-solving an...