Senior Compliance Analyst, Global Compliance Testing
This job is in your area. Enjoy a short commute and work close to home.
Job Description
We’re looking for a Senior Compliance Analyst, Global Compliance Testing to join our Compliance team at MBPS. In this role, you will support the Global Wealth and Asset Management (GWAM) compliance testing program through the execution of regulatory control testing and assurance activities. This role is execution-focused, contributing to the delivery of control testing including identification of issues. The Senior Compliance Analyst works under the guidance of Global Compliance Testing Managers and the Director, and partners closely with business stakeholders and other control functions to support adherence to regulatory requirements and internal policies.
Position Responsibilities:
Execute regulatory compliance testing and assurance engagements, including walkthroughs and assessments of control design and operating effectiveness, in accordance with the Manulife Global Compliance Testing Policy and Methodology.
Document testing results a...