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Senior Associate, Regulatory Compliance

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IQ-EQ
πŸ“ Hong Kong, Hong Kong
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Location Hong Kong
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Posted June 19, 2026
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Commute Local Area
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Job Description

Job Description

Responsibilities (how we will measure success)

We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients. The ideal candidate will have a strong background in regulatory compliance, AML, Financial Resource Rules (β€œFRR”) and exceptional client-facing abilities. This role involves providing comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC) and addressing complex compliance issues.

Tasks (what does the role do on a day-to-day basis)

  • Client Management: Serve as the primary point of contact for clients, delivering compliance consultancy services to SFC-regulated financial institutions.
  • Compliance Support: Efficiently handle client compliance inquiries and provide timely responses to ensure client satisfaction and compliance with regulations.
  • Research and Advisory: Conduct ...
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    πŸ“ Location Details

    πŸŒ†
    City
    Hong Kong
    πŸ—ΊοΈ
    Country
    Hong Kong
    πŸš—
    Commute
    Local Area

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