Securities Agent

Posted on May 29, 2026 by Sandpiper Asset Management Inc.

Job Summary

Operate as a securities agent in a trading environment, buying and selling securities on behalf of an investment dealer while ensuring compliance with industry regulations and providing client services.

Responsibilities

• Buy and sell securities at stock exchanges.
• Ensure investment transactions comply with industry regulations.
• Monitor clients' investment portfolios.
• Provide investment information and service to clients.

Qualifications

• Bachelor's degree.
• 1 year to less than 2 years of experience in trading/market analysis.
• Canadian Securities Course (CSC) certification.
• Proficiency in MS Access, Excel, Office, Outlook, PowerPoint, Word.
• Strong analytical, communication, multitasking and client‑focus skills.

Benefits

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