Description

• Ensure full adherence to all applicable laws, regulations, and guidelines set by regulatory bodies such as the SEC, AMLC, and other relevant agencies.
• Monitor and evaluate the company’s operation.
• Develop, review, and update compliance policies and procedures.
• Conduct compliance audits and risk assessments.
• Prepare and submit compliance reports and documents.
• Ensure implementation of Anti‑Money Laundering (AMLA) and the Data Privacy Act (DPA).
• Coordinate with internal departments.
• Provide compliance guidance and training.
• Maintain records and documentation.
• Act as Liaison Officer.
• Remedial and Recovery Management: monitor delinquent and non‑performing accounts (NPA), develop and implement remedial strategies, coordinate with collection teams and legal counsel, evaluate and recommend accounts, prepare reports, negotiate with clients, ensure documentation ...