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Regulatory Compliance Assistant Manager

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Capitex
๐Ÿ“ umm al qaywayn, United-Arab-Emirates
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Location umm al qaywayn
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Posted June 10, 2026
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Commute Local Area
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Job Description

Role Purpose

The Assistant Manager โ€“ Regulatory Compliance supports the Head of Regulatory Compliance in ensuring the Bankโ€™s full adherence to all regulatory requirements outside of Financial Crime Compliance (i.e. excluding AML, KYC, CTF, and Sanctions). The role is responsible for delivering regulatory assurance across the Bank through structured assessments, regulatory monitoring, stakeholder engagement, and governance reporting. This includes managing CBUAE-related assessments via the Regulatory Management System (RMS), identifying regulatory gaps, tracking breaches, and supporting regulatory communications and inspections.

Key Responsibilities Regulatory Assurance & Assessments
  • Conduct recurring regulatory compliance assessments via the RMS in line with defined assessment schedules.
  • Review assessment responses and supporting evidence to identify gaps, nonโ€‘compliance, and control weaknesses.
  • Track, escalat and follow up o...

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๐Ÿ“ Location Details

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City
umm al qaywayn
๐Ÿ—บ๏ธ
Country
United-Arab-Emirates
๐Ÿš—
Commute
Local Area

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