Elevate your career as a Regulatory Analyst with Canadian Securities Exchange. This role involves thorough analysis of compliance disclosures from listed companies, ensuring regulatory adherence.
As an Analyst in Listings & Regulation, you will be integral to monitoring company filings and disclosures. Your expertise in corporate finance will guide the evaluation of compliance with securities law and exchange requirements. You'll work closely with the Manager of Listed Company Compliance in either Toronto or Vancouver, providing insights and recommendations to support regulatory functions.
Key Responsibilities:
• Analyze disclosures for compliance with listing requirements
• Summarize findings for internal and issuer communications
• Recommend procedural policy changes as needed
• Investigate investor complaints related to disclosures
• Prepare activity reports and formal documentation
Requirements:
• Completion of the Canadian Securities Course
• Proven e...