Your role :
You will play a crucial part in periodic monitoring, identifying and remediating risk at Desk and Employee level to ensure compliance of our client onboarding processes, with a particular focus on Source of Wealth (SOW) and its corroboration.
Your team :
You'll be part of the Process and Quality Specialist (PQS) function embedded within the Front Office, working closely with Client Advisors (CAs) and Market Team Heads (MTHs). The PQS team plays a vital role in ensuring compliant and efficient client lifecycle management, with a strong focus on KYC and AML standards.
Your expertise :
We are looking for a highly motivated team player with the following qualities and skills:
Excellent communication and coordination skills
Strong knowledge and experience in front staff processes, risk management tasks and tools
Experience within the Wealth Management environment, e.g. in a front (Client Advisor, Client Account Manager), process, risk, compliance, audit o...