Summary:

● To effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One’s internal controls and policies

General Responsibilities:

● Performance of First Line of Defense Assessments

○ Conducts periodic controls testing

○ Performs Business Area Risk Review / Risk Management and Control Framework / Enterprise Risk Self- Assessment

○ Leads local site audit management

○ Liaises with internal and external auditors to facilitate audit requirements

● Risk and Remediation Monitoring

○ Inputs risk issues and events in GRC

○ Identifies potential risk issues and events and reports appropriate ticket for resolution

○ Participates in the analysis and resolution of risk issues and controls

○ Conducts local site audit remediation

○ Maintains inventory of identified risks, controls, and remediation completion

● Site Risk Managem...