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Para Banking Advisory Compliance

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Skill Ventory
πŸ“ Mumbai, India
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Location Mumbai
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Posted June 09, 2026
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Commute Local Area
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Local Opportunity Near You!

This job is in your area. Enjoy a short commute and work close to home.

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Job Description

Roles and Responsibilities

Hiring for a Leading Private Sector Bank

Roles and Responsibilities :-

  • Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc.
  • Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank.
  • Circulating action points arising out of regulatory circulars/ notifications/ communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.
  • Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.
  • Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc.
  • Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.
  • Drafting and vetting of...
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    πŸ“ Location Details

    πŸŒ†
    City
    Mumbai
    πŸ—ΊοΈ
    Country
    India
    πŸš—
    Commute
    Local Area

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