Job Responsibilities

• Advise on information barriers, personal investments, expert networks, research policies, and regulatory requirements related to insider trading and market abuse.
• Manage day-to-day Control Room operations including insider lists, wall crossings, material non-public information (MNPI) assessments, dealing restrictions, and personal investment approvals.
• Partner with technology teams and vendors to strengthen compliance systems and enhance control frameworks.
• Monitor regulatory developments and business activities to review, update, and implement policies and processes to ensure ongoing compliance effectiveness.
• Support regulatory inquiries by coordinating with internal stakeholders and external legal counsel to prepare responses and retrieve relevant information.
• Conduct policy reviews, stakeholder consultations, and present proposed changes to senior management and risk committees.
• De...