📍 Local Job Near You
Manager, Trade Surveillance, Dealing (Ref: 02002-DLTSM-KGI)
KGI Asia
📍
Hong Kong, Hong Kong
Location
Hong Kong
Posted
June 18, 2026
Commute
Local Area
Local Opportunity Near You!
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Job Description
Responsibilities Conduct comprehensive trade surveillance on Hong Kong equities, ensuring compliance with internal policies and regulatory requirements Perform trade surveillance on Hong Kong futures and options, including monitoring for market abuse and irregular trading activities Manage system maintenance and administration for surveillance platforms, including NTS and Eventus, to ensure system stability and data integrity Lead ongoing trade surveillance planning and execution, including the enhancement of monitoring frameworks, processes, and controls Perform ad hoc assignments and projects as assigned Requirements University graduate in Finance, Computer Science, Information Technology or related disciplines At least 5 years of experience in trade/market surveillance, preferably in compliance or surveillance roles Solid understanding of market surveillance systems is preferred Sound knowledge of the secur...