Manager, Personal Financial Services (Business Compliance)
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Job Description
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Job Purpose Summary
Responsible for PFS first line of defense in line with the Compliance 3 lines of defense model.
Ensure PFS Compliance is aligned with Group Compliance framework, initiatives and activities that are in line with HLB’s strategic direction on regulatory and global standards.
Responsible for advising and supporting respective business units within PFS on compliance with regulatory requirements.
Responsible on governance of implementation of regulatory compliance within PFS.
Functional
Policy, Framework, and Governance
Design, lead, implement and maintain HLB’s Compliance frameworks, ensuring policies and procedures are regularly reviewed and updated to align with legal, regu...