Requisition ID: 259920

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Purpose

Oversees Asia Control Room ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures.

The position supports the Director, Head of APAC Central Compliance and Head of BNS Asia Limited in delivering the Compliance program for the Global Banking and Markets and Treasury businesses in Asia Pacific.

In addition, the role requires working collaboratively with Control Room colleagues (located in the US, Canada, Europe and APAC) to manage the day-to-day requirements of the global issuer programs administered by the Global Control Room. The issuer program includes managing the use and protection of sensitive, confidential and material non-public information, business conflicts of interests, research disclosures, a...