Responsibilities

• Supervise the Legal & Compliance Department and oversee branch compliance risks.
• Maintain current knowledge of regulatory requirements, market trends, and industry best practices; keep management informed of any changes affecting decision-making.
• Ensure adherence to the Compliance Program and internal policies in line with regulatory guidelines.
• Address potential litigation matters promptly, collaborating with management to mitigate risks.
• Liaise with regulatory authorities regarding compliance issues and ensure adherence to local regulations.
• Develop and implement compliance monitoring and KYC/AML programs tailored for the branch.
• Review the risk profile of new and existing accounts in compliance with KYC requirements.
• Conduct transaction monitoring and ensure proper business conduct within the unit.
• Prepare and submit reports to management on compliance monitoring ou...