Audit Strategy & Execution

• Responsible for SMBC India Division audit-related matters, coordinate pre-consultations / approvals by IADAP for appointment of internal audit key personnel, updates to local audit policies, methodologies, and ensuring timely reporting and escalation of significant issues to senior management.
• Develop and organise the internal audit plan for SMBC India Division, ensuring alignment with SMBC India Division objectives, SMBC internal audit framework and local regulatory standards.
• Supervise risk-based audits covering governance, risk management, compliance, and operational controls, to ensure delivery of requirements as mandated by IADAP management and provide independent assurance on the effectiveness of internal controls, risk management, and governance processes.
• Monitor and evaluate the implementation of audit recommendations and remediation actions by stakeholder management.

Regulatory Com...