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Head of Central Compliance, Hong Kong

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Jefferies
📍 Hong Kong, Hong Kong
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Location Hong Kong
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Posted June 26, 2026
🚗
Commute Local Area
🎯
Local Opportunity Near You!

This job is in your area. Enjoy a short commute and work close to home.

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Job Description

Key Responsibilities

  • Provide strategic oversight and governance of regulatory reporting obligations, including Short Position Reporting and Disclosure of Interests, ensuring full compliance with applicable Hong Kong regulatory requirements.
  • Lead the coordination and management of regulatory enquiries, inspections, and investigations ( SFC Sections and ), acting as the primary point of contact with regulators and ensuring timely, accurate responses.
  • Direct and enhance the firm’s compliance monitoring and testing framework, including surveillance of trading activities and implementation of robust control mechanisms to mitigate regulatory risks.
  • Oversee all Hong Kong regulatory licensing matters, including staff licensing applications, filings, annual returns, and maintenance of comprehensive licensing records, ensuring adherence to regulatory standards.
  • Establish and drive firm-wide compliance training strategy, including onboarding ...

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    📍 Location Details

    🌆
    City
    Hong Kong
    🗺️
    Country
    Hong Kong
    🚗
    Commute
    Local Area

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