The Market Integrity (MI) Domain and Practices APAC comprises several operating units, including Monitoring and Surveillance, Control Room, MI Framework, and GBFR. These teams are distributed across APAC, with main hubs in Singapore, Hong Kong, and Japan, and support from India and Lisbon for various monitoring and surveillance functions.

The MI APAC Monitoring and Surveillance (M&S) teams in Singapore, Hong Kong, and Japan are responsible for monitoring and surveillance of CIB (Global Markets, ALMT, Global Banking and Securities Services (2S)) and IFS (Wealth Management) businesses within APAC. The Front Office Conduct Surveillance (FOCS) team, as part of the target operating model (TOM) on CIB, performs the majority of 1LOD controls.

The Quality Assurance (QA) role is integral to the oversight of the CIB Market Surveillance framework, contributing to the continuous improvement and reinforcement of the monitoring process for both Lines of Defence (FOCS Team/1LOD a...