Elevate your career with AIMCo as the Director of Regulatory Compliance Operations, vital for enhancing our global compliance program. This role focuses on public markets and regulatory technology, driving efficiency.
The position is for a seasoned compliance or investment operations expert. You’ll lead the daily functions of regulatory operations, ensuring procedures are practical and well-documented. Partnership with multiple teams, including Technology and Investment, is critical for managing data and overseeing compliance technology.
Key Responsibilities:
• Lead daily execution of regulatory compliance operations
• Translate regulatory requirements into operational procedures
• Implement and monitor regulatory controls and technology
• Investigate alerts and support timely disclosure submissions
• Maintain thorough documentation for oversight and audits
Requirements:
• 8+ years in regulatory compliance operations
• Experience in financial services or s...