Drive compliance and operations as Director of Operations at Mandeville, specializing in Type 2 and 3 Introducing Broker models. Ensure effective relationships and operational continuity daily.
In the role of Operations Director, you will maintain the operational integrity at Mandeville. You'll oversee compliance with CIRO regulations while collaborating with third-party providers like Fidelity Clearing Canada. This position requires significant experience in transitioning client accounts and managing operational frameworks effectively.
Key Responsibilities:
• Maintain operational processes for Type 2 and Type 3 broker models
• Supervise timely compliance with CIRO regulations
• Support Investment Advisors with account transitions
• Lead training programs for operational personnel
• Ensure the integrity of financial records
Requirements:
• 5-7 years in managerial roles in finance
• Understanding of CIRO regulations is essential
• Previous experience wit...