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Director, Compliance Advisory - Investments

🏢
Page Executive
📍 Boston, United Kingdom
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Location Boston
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Posted June 08, 2026
🚗
Commute Local Area
🎯
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Job Description

Job Description

  • Support the Chief Compliance Officer in designing and managing compliance programs for affiliated registered investment advisers
  • Serve as a key advisor to investment, product, legal, distribution, and operations teams on compliance considerations related to new business initiatives and product development
  • Help cultivate a strong compliance culture by driving awareness of regulatory expectations and encouraging early incorporation of compliance perspectives
  • Draft, review, and enhance policies and procedures aligned with the Investment Advisers Act and other applicable regulations
  • Prepare required regulatory filings and documentation
  • Oversee periodic compliance risk assessments and contribute to the development of mitigation plans
  • Assist with regulatory examinations, inquiries, and related responses
  • Analyze complex regulatory or business issues and provide practical, risk‑aligned recommendatio...

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    📍 Location Details

    🌆
    City
    Boston
    🗺️
    Country
    United Kingdom
    🚗
    Commute
    Local Area

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