The Control Room and Disclosure of Interests (DOI) team of the Compliance, Conduct and Operational Risk (CCOR) organization is seeking a highly motivated individual for a role in our Tokyo office. The Control Room/DOI Team reviews research reports, investment banking transactions and global positions of securities from a compliance and operational risk perspective.

As a Control Room and DOI Compliance Officer you help the firm operate its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
 

Responsibilities: