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Compliance Supervisor: Regulatory Oversight & Risk
Caldwell Securities Ltd.
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toronto, Canada
Location
toronto
Posted
May 30, 2026
Commute
Local Area
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This job is in your area. Enjoy a short commute and work close to home.
Job Description
An investment firm in Toronto seeks a Compliance Supervisor to oversee compliance monitoring, assess regulatory adherence, and support staff in mitigating risks. This role demands a university degree in business or finance and 3-5 years of investment dealing experience. The ideal candidate will have strong analytical skills and the ability to manage regulatory inquiries while ensuring adherence to compliance policies. Competitive rewards and a supportive workplace culture are offered.
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