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Compliance Supervisor: Regulatory Oversight & Risk

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Caldwell Securities Ltd.
πŸ“ toronto, Canada
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Location toronto
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Posted May 30, 2026
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Commute Local Area
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Job Description

An investment firm in Toronto seeks a Compliance Supervisor to oversee compliance monitoring, assess regulatory adherence, and support staff in mitigating risks. This role demands a university degree in business or finance and 3-5 years of investment dealing experience. The ideal candidate will have strong analytical skills and the ability to manage regulatory inquiries while ensuring adherence to compliance policies. Competitive rewards and a supportive workplace culture are offered.
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πŸ“ Location Details

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City
toronto
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Country
Canada
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Commute
Local Area

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