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Compliance Suitability - Wealth Manager

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MERJE
📍 London, United Kingdom
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Location London
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Posted June 06, 2026
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Commute Local Area
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Job Description

MERJE are delighted to be partnered with this established Wealth Management firm in London.

Working in a highly collaborative and successful environment, you will be part of a team that provides regulated financial and investment advice to clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts.

Responsibilities include:

  • Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority
  • Proactively contact internal clients and seek further information and any necessary clarifications.
  • Provide feedback to report writers and respond to any follow-up enquiries.
  • Provide feedback to the Training Program Manager on areas that require furth...

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    📍 Location Details

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    City
    London
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    Country
    United Kingdom
    🚗
    Commute
    Local Area

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