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Compliance Officer (Tokyo, Japan)

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Mamoru
πŸ“ Japan, Japan
πŸ“
Location Japan
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Posted June 07, 2026
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Commute Local Area
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Job Description

We are a diversified global investment firm trading across equities, commodities, FX, and fixed income (bonds, credit, and rates).


We employ market-neutral strategies to reduce volatility and deliver consistent, risk-adjusted returns, with an expanding presence in frontier markets.


We are seeking a Compliance Officer based in Tokyo with strong regulatory experience in fund transfer operations.


The ideal candidate will have hands-on experience with  FSA Type 1 Fund Transfer Operator licensing  and  Zengin clearing participant applications , and will help strengthen our compliance framework and local operations.


Bank connections are a plus.


Key Responsibilities Develop and maintain compliance policies and procedures.


Manage FSA Type 1 license applications and Zengin clearing participant filings.


Monitor compliance and report to senior management.


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πŸ“ Location Details

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City
Japan
πŸ—ΊοΈ
Country
Japan
πŸš—
Commute
Local Area

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