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Compliance Officer, Regulatory Compliance M/F

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Indosuez Wealth Management
📍 singapore, Singapore
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Location singapore
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Posted June 18, 2026
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Commute Local Area
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Job Description

Compliance Officer, Regulatory Compliance M/F Job Summary

The Regulatory Compliance team is responsible for ensuring the bank meets all applicable Singapore regulatory requirements across all areas, including licensing, staff dealing, cross‑border requirements, accredited investors, controls and monitoring, etc. Reporting to the Head of Regulatory Compliance, you will be responsible for:

  • Develop, implement and review the Compliance Monitoring programs (excluding AML Transaction monitoring) for the bank(s) to ensure all employees understand all applicable in‑country legal and regulatory requirements governing their respective businesses.
  • Conduct compliance reviews, including selling process reviews, identify gaps, and provide solutions to address those gaps.
  • Provide regulatory advice to the business line, middle office and other stakeholders.
  • Provide training, support and guidance to the bank’s employees on regulatory and co...

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📍 Location Details

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City
singapore
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Country
Singapore
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Commute
Local Area

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