Join IGM's team as a Compliance Manager for Tier 1, based in Montréal, and engage in vital regulatory and compliance oversight. The role features supervising trading reviews, KYC updates, and supporting registrants with compliance challenges.
This Compliance Manager position requires extensive experience in a compliance-related environment, specifically over seven years. Key responsibilities include managing compliance training programs, helping in regulatory audits, and guiding staff on compliance interpretations. This position demands proficiency in both French and English to effectively interact with stakeholders and reflect IGM’s commitment to diversity.
Key Responsibilities:
• Conduct Tier 1 supervision and reviews of trading activities
• Support IG Wealth Management registrants with compliance issues
• Manage regulatory obligations like training programs and audits
• Identify and coordinate compliance training requirements
• Participate in internal and extern...