About the job Compliance Manager (PSX) | Onsite Karachi | Salary in PKR
Role Overview – Compliance Manager
Key Responsibilities
Regulatory Oversight: Ensure full adherence to the Securities Act, PSX Rulebook, and SECP directives.
AML/CFT Monitoring: Implement and manage Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) protocols, including Know Your Customer (KYC) and Ultimate Beneficial Owner (UBO) verification.
Audit & Reporting: Coordinate internal audits and timely submission of periodic compliance reports to regulatory bodies.
Risk Mitigation: Identify potential breaches in trading activities and operational procedures; develop corrective action plans.
Advisory: Guide the Board and staff on regulatory updates and ethical trading practices.
Key Requirements
Education: Masters degree in Finance, Accounting, or a related field (ACCA/ACMA/CA Inter preferred).
Experience: Minimum 3–5 years of experience in a compliance or inter...