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Compliance Associate

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Morningstar
πŸ“ mumbai, India
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Location mumbai
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Posted June 07, 2026
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Commute Local Area
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Job Description

About the role: The Compliance Associate will be joining the Global Internal Controls - Monitoring and testing team, located in Compliance function of DBRSM.

Job responsibilities: Main activity

β€’ Monitoring the emails / MS teams messages in order to comply with the Electronic Communications Global Policy

Others

β€’ Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities.

β€’ Ensure proper documentation of monitoring results for all monitoring activities in-scope.

β€’ Communicate results within Compliance and with key business stakeholders.

β€’ Ensure completion of any follow-ups resulting from the general monitoring activities.

β€’ Identify opportunities for improvement and automation in order to execute the program more effectively and efficiently.

Qualifications: ‒ A bachelor’s degree is required.

β€’ A degree in finance, accounting, or economics and an advanced deg...

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πŸ“ Location Details

πŸŒ†
City
mumbai
πŸ—ΊοΈ
Country
India
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Commute
Local Area

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