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Job Description
About the role: The Compliance Associate will be joining the Global Internal Controls - Monitoring and testing team, located in Compliance function of DBRSM.
Job responsibilities: Main activity
β’ Monitoring the emails / MS teams messages in order to comply with the Electronic Communications Global Policy
Others
β’ Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities.
β’ Ensure proper documentation of monitoring results for all monitoring activities in-scope.
β’ Communicate results within Compliance and with key business stakeholders.
β’ Ensure completion of any follow-ups resulting from the general monitoring activities.
β’ Identify opportunities for improvement and automation in order to execute the program more effectively and efficiently.
Qualifications: β’βA bachelorβs degree is required.
β’ A degree in finance, accounting, or economics and an advanced deg...