Location
toronto
Posted
June 06, 2026
Commute
Local Area
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Job Description
Serve as a Compliance Analyst focusing on sales practices within a flexible hybrid role. Enforce compliance standards and provide advisory support to ensure adherence to business entertainment protocols.
The role requires a minimum of 2 years of experience in financial services and a strong knowledge of sales practices compliance. Youβll work closely with sales teams, monitor compliance initiatives, and develop training materials to foster a culture of compliance while enhancing overall business performance.
Key Responsibilities:
β’ Advise on compliance related to sales practices
β’ Respond to sales team inquiries promptly
β’ Review and approve marketing initiatives as per regulations
β’ Document compliance monitoring activities thoroughly
β’ Identify and address compliance gaps and opportunities
Requirements:
β’ 2+ years experience in financial services
β’ Knowledge of National Instrument 81-105 compliance
...
The role requires a minimum of 2 years of experience in financial services and a strong knowledge of sales practices compliance. Youβll work closely with sales teams, monitor compliance initiatives, and develop training materials to foster a culture of compliance while enhancing overall business performance.
Key Responsibilities:
β’ Advise on compliance related to sales practices
β’ Respond to sales team inquiries promptly
β’ Review and approve marketing initiatives as per regulations
β’ Document compliance monitoring activities thoroughly
β’ Identify and address compliance gaps and opportunities
Requirements:
β’ 2+ years experience in financial services
β’ Knowledge of National Instrument 81-105 compliance
...