New opportunity within a regional CDD team covering Japan, Korea, Greater China, Singapore, ASEAN and Australian client on-boarding.
The team perform CDD across a range of new and existing counterparties, including energy and mining firms, corporates, traders and institutional investors. This can include enhanced due diligence where applicable.
Responsibilities
Undertake sanction, PEP and AML screening Obtain background information on clients through on-line research and other relevant sources Work closely and in a timely manner with brokers and clients directly as part of the on-boarding process Review Client Due Diligence information held on existing clients to identify gaps and obtain missing documentation Record account status and approval information in the appropriate databases/spreadsheets Update the PEP register and complete PEP forms and ensure all PEP relations are approved by the MLRO and relevant Quality Assurance member of team Identify reputational risk issues, s...