Duties And Responsibilities

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).
• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
• Be the primary point person in dealing with the examination and findings of the aforementioned regulatory agencies.
• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
• Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
• Help maintain up to date written documentation and policie...