Core Activities

• Broking the product in accordance with established market practice and in compliance with all relevant laws and regulations.
• Gaining a full understanding and working within internal compliance and other policies and procedures, including specific desk procedures. Maintaining this knowledge as policies and procedures evolve.
• Complete all assigned training and policy attestations in a timely manner.
• Calculating dealing prices in accordance with the Company’s pricing policy.
• Recording all brokerage deals in accordance with the Company’s settlements and Operations requirements.
• Raising the profile of the desk.
• Maintain fitness and propriety to become and/or continue to be an approved person with the FCA’s approved persons regime, if required.
• Attend and contribute in all team meetings as required by the desk head or other manager.
• Be alerted to Conduct Risk issues, specific...