Richardson Wealth seeks an Associate for its Equity Capital Markets team on a 12-month contract. Bring your financial expertise to support private placements and transaction settlements.
As an Associate at Richardson Wealth, you'll play a key role in assisting senior members of the Equity Capital Markets team. This position involves collaboration with various stakeholders to manage private placements effectively while ensuring compliance with regulatory standards. Candidates must excel in a detail-oriented and dynamic environment.
Key Responsibilities:
• Oversee non-brokered private placements, submission, and settlement
• Support brokered financing by coordinating with dealers
• Maintain compliance with regulatory and internal policies
• Keep transaction records and pipeline documentation accurate
• Conduct daily inventory management in Dataphile
Requirements:
• 5+ years of experience in financial services, 2+ in capital markets
• Strong organizational an...