Enhance compliance and operational risk management as an Associate in Trade Floor Supervision with Scotiabank in Toronto. Engage with diverse teams to monitor and investigate communications for regulatory adherence.
Scotiabank seeks an Associate for its Trade Floor Supervision team in Toronto. This role involves monitoring communications related to trading activities and ensuring compliance with internal policies and regulations. A firm grasp of Capital Markets is essential as you will liaise with the Associate Director and senior management globally.
Key Responsibilities:
• Monitor communications from GBM employees for compliance
• Investigate trading policy violations or HR issues
• Collaborate with compliance functions locally
• Maintain detailed records demonstrating adherence
• Uphold the Bank’s risk culture and appetite in decisions
Requirements:
• Experience in Capital Markets environments
• University degree in Business or Economics
• Knowledge ...