Associate Director, Investment Compliance
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Job Description
At Principal, we invest in what matters. And building talented teams is where it all begins. Weβre drawn to people who bring unique perspectives, passion, and expertise to help us advance the financial security and well-being of our customers, transform our growing business, and drive positive change in the communities where we live and work.
When we invest in you, and you invest in us, great things happen.
We are looking for an Associate Director, Investment Compliance who will support our Compliance team on investment compliance monitoring and oversight for our Malaysia business.
What Youβll Do
- Lead and/or participate in conducting reviews, internal/external examinations, investigations and monitoring to assess complex compliance and operational risk levels. Formulate recommendations on proper course of action to resolve identified issues and/or on risk management strategies based on evaluation to management and/or business leadership. Co...