📍 Local Job Near You
1 Year Contract Compliance Sales Audit Analyst (Banking) #BLM
RECRUIT EXPRESS PTE LTD
📍
singapore, Singapore
Location
singapore
Posted
June 14, 2026
Commute
Local Area
Local Opportunity Near You!
This job is in your area. Enjoy a short commute and work close to home.
Job Description
Jobs Responsibilities
- Conduct independent checks and reviews in accordance with MAS Balanced Scorecard (BSC) Framework and internal compliance policies
- Perform client surveys, document reviews, mystery shopping assessments, and complaint reviews relating to investment sales activities
- Monitor audit findings and compliance results; identify gaps, recurring issues, and support remediation efforts
- Review customer complaints relating to investment and financial advisory products to ensure compliance with regulatory guidelines
- Support training and guidance for staff on BSC requirements, compliance checks, and internal procedures
- Keep abreast of MAS regulations, Financial Advisory Act requirements, and internal policy updates affecting retail investment sales
- Assist in process improvement initiatives, including automation and enhancement of audit and reporting workflows
- Prepare reports, findings, and analy...